referral for securities/brokerage client

RE
Robert E. Doan
Tue, Jan 29, 2013 6:05 PM

Looking for an attorney/firm that provides general counsel (non-litigation) to the securities/brokerage industry.  Ideal firm/attorney will be a spin-off from a large firm or someone that is semi-retired with experience responding to pre-arbitration claims, demands for arbitration, FINRA claims, etc.  The client essentially needs scalable in-house counsel style service.  Duties would also include management of outside counsel and providing guidance on routine matters to the in-house compliance officer.  It could potentially lead to a full time in-house position, but not immediately.

Any potential leads on someone that might be able to provide this type of service are appreciated.

Robert E. Doan
Board Certified Construction Attorney
Supreme Court Certified Circuit Civil Mediator
Silverman, Vorhis & Doan
311 NE 1st Street
Gainesville, FL 32601
PH: 352-337-8373
Fax: 352-505-6188
Email: robert@lawgainesville.com
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**This communication is intended for the sole use of the individual to whom
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and exempt from disclosure under applicable law.  If the reader of the
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you.

Looking for an attorney/firm that provides general counsel (non-litigation) to the securities/brokerage industry. Ideal firm/attorney will be a spin-off from a large firm or someone that is semi-retired with experience responding to pre-arbitration claims, demands for arbitration, FINRA claims, etc. The client essentially needs scalable in-house counsel style service. Duties would also include management of outside counsel and providing guidance on routine matters to the in-house compliance officer. It could potentially lead to a full time in-house position, but not immediately. Any potential leads on someone that might be able to provide this type of service are appreciated. Robert E. Doan Board Certified Construction Attorney Supreme Court Certified Circuit Civil Mediator Silverman, Vorhis & Doan 311 NE 1st Street Gainesville, FL 32601 PH: 352-337-8373 Fax: 352-505-6188 Email: robert@lawgainesville.com [cid:image001.gif@01CDFE1D.BA11AE40] **This communication is intended for the sole use of the individual to whom it is addressed and may contain information that is privileged, confidential and exempt from disclosure under applicable law. If the reader of the communication is not the intended recipient, or the employee or agent for delivering the communication to the intended recipient, you are hereby notified that any dissemination, distribution, or copying of this communication may be strictly prohibited. If you receive this communication in error, please notify the sender immediately by telephone call. Thank you.